黑料社区

In the matter of NewLeafe Property Fund, Inc. 鈥� Consent Order (1/3/2020)

In the matter of Matthew J. Jones 鈥� Consent Order (1/14/2020)

In the matter of Douglas Chandler Russell 鈥� Consent Order (6/2/2020)

In the matter of Raghavendra 鈥淩aghev鈥� Badiger and Randomwalk Innovations, LLC 鈥� Cease and Desist (6/30/2020)

In the matter of Moses Lamont Burkett 鈥� Order to Cease and Desist (6/30/2020)

In the matter of USI-Tech Limited 鈥� Order to Cease and Desist (6/30/2020)

In the matter of Trevon James Brown 鈥� Order to Cease and Desist (7/17/2020)

In the matter of Gary James Heady, Sr. and H.I. Management Services Inc. 鈥� Consent Order (7/24/2020)

In the matter of 12 Pence Consulting, LLC and Joel C. Duncan 鈥� Consent Order (7/24/2020)

In the matter of Bankers Life and Casualty Go. And BLC Financial Services, Inc. 鈥� Amended Consent Order (7/24/2020)

In the matter of Dback Capital Inc. and Kenneth Edward Shelton 鈥� Consent Order (7/27/20)

In the matter of Michael Yehuda Rice, CRD #1551556 鈥� Order to Vacate the June 16, 1998 Order of Denial and the May 3, 1999 Consent Order (8/31/2020)

In the mater of Paul E. Morris, CRD #1002507- Order to Vacate the July 28, 1998 Order of Denial and January 4, 1999 Consent Order (8/31/2020)

In the matter of Jeffery Alan Rosen (a/k/a Jeff Rosen), Robert L. Cashman (a/k/a Bob Cashman), Leland Energy, Inc., Powerone Corporation, Community Merchant Solultions, Hallmark Venture Group, and Service Team, Inc. 鈥� Consent Order as to Respondent Community Merchant Solutions (9/3/2020)

In the matter of Solium Financial Services, LLC 鈥� Consent Order (9/14/2020)

In the matter of Trevon James Brown 鈥� Consent Order (11/17/2020)

In the matter of Robert Thomas Crothers 鈥� Order to Vacate the June 12, 1998, Order to Denial and June 22, 1998, Consent Order (12/3/2020)

In the matter of Claude Steven Mosley 鈥� Order to Cease and Desist (12/8/2020)