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In the Matter of Richard L. Grounsell and Collaborative Med, LLC – Consent Order (1/11/12).

In the Matter of Stephen P. Richmond and Great Nation Financial Corporation – Complaint (2/2/12).

In the Matter of David H. Thompson – Cease & Desist (2/8/12).

In the Matter of Ronnie Gene Wilson and Atlantic Bullion & Coin, Inc. – Complaint (3/12/12).

In the Matter of Stephen P. Richmond and Great Nation Financial Corporation – Consent Order (3/21/12).

In the Matter of Kelly Malone, Eugene Royals, and Coastline Group, LLC – Orders (3/21/12).

In the Matter of Ronnie Gene Wilson, Atlantic Bullion & Coin, Inc., and Southern First Bancshares, Inc. – Amended Complaint (3/22/12).

In the Matter of Ronnie Gene Wilson and Atlantic Bullion & Coin, Inc., and Southern First Bancshares, Inc. – Motion for Temporary Restraining Order (3/22/12).

In the Matter of Ronnie Gene Wilson and Atlantic Bullion & Coin, Inc., and Southern First Bancshares, Inc. –Ìý Temporary Restraining Order (3/22/12) .Ìý

In the Matter of Ronnie Gene Wilson and Atlantic Bullion & Coin, Inc., and Southern First Bancshares, Inc. – Consent Order Granting Temporary Injunction (4/2/12)Ìý.

In the Matter of Richard P. Krochmal, Mutual Modeling Associates, Inc., and Mutual Modeling Associates of the Carolinas, LLC – Final Order (4/11/12).

In the Matter of Palmetto Precious Metals, LLC and Kevin Andrew Green. – Cease & Desist Order (6/15/12).

In the Matter of ProEquities, Inc. – Consent Order (7/17/12).

In the Matter of Bankers Life and Casualty Company and BLC Financial Services, Inc.. – Consent Order (7/17/12).

In the Matter of Robert Marzbanian. – Cease & Desist Order (8/2/12).

In the Matter of Allen Charles Johnson & Joy Enterprise Inc, – Cease & Desist Order (8/2/12).

In the Matter of Jeffrey Garland Kelly. – Cease and Desist Order (8/10/12).

In the Matter of Michael D. Lowery – Cease and Desist Order (8/22/12).

In the Matter of UVEST Financial Services Group, Inc. – Consent Order (9/10/12).

In the Matter of Robert Stanley Harrison, and Investors Choice Advisors, LLC – Cease and Desist Order (9/21/12).

In the Matter of Infinity Business Group, Inc. Wade B. Cordell, Otis Bradshaw Cordell, John F. Blevins, Bryon K. Sturgill, and Haines Hargett – Consent Order as to Wade Cordell (10/1/12).

In the Matter of Infinity Business Group, Inc. Wade B. Cordell, Otis Bradshaw Cordell, John F. Blevins, Bryon K. Sturgill, and Haines Hargett – Consent Order as to Otis Bradshaw Cordell (10/1/12).

In the Matter of Infinity Business Group, Inc. Wade B. Cordell, Otis Bradshaw Cordell, John F. Blevins, Bryon K. Sturgill, and Haines Hargett – Consent Order as to Bryon Sturgill (10/1/12).

In the Matter of Infinity Business Group, Inc. Wade B. Cordell, Otis Bradshaw Cordell, John F. Blevins, Bryon K. Sturgill, and Haines Hargett – Consent Order as to Haines Hargrett (10/1/12).

In the Matter of Joseph A. Hilton – Cease and Desist Order (10/11/12).

In the Matter of Infinity Business Group, Inc. Wade B. Cordell, Otis Bradshaw Cordell, John F. Blevins, Bryon K. Sturgill, and Haines Hargett – Consent Order as to John F. Blevins (10/12/12).

In the Matter of Joey R. Preston – Complaint (10/23/12).

In the Matter of Tracy L. Neily (a/k/a Tracy Atwell) and Professional Planning of Easley, LLC – Complaint (10/29/12).

In the Matter of Joel Sledge – Order to Cease and Desist (12/17/12).