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In the matter of Jesse Jamison, Jr. – Consent Order (January 9, 2006)

In the matter of Sandra Reardon – Consent Order (January 19, 2006)

In the matter of Margaret Jamison – Consent Order (January 20, 2006)

In the matter of Debbie E. Wicker – Complaint (February 2, 2006)

In the matter of Deutsche Bank Securities, Inc. – Administrative Consent Order (June 8, 2006)

In the Matter of Edward H. Johnson – Administrative Complaint (December 14, 2006)

In the matter of Debbie E. Wicker.- Order Issuing a Permanent Bar and Imposing an Administrative Fine (April 25, 2006)